About
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory regulation workplace. Obtained the most important accounting associated SEC Whistleblower award in records of 23 Million dolllars . Select Criminal Representation in NY. Securities related representation includes national securities arbitration regarding big and small wall avenue corporations on behalf of investors, as well as person employees with employment dispute issues inside the securities enterprise. Record FINRA win data. Decades of first-rate representation related to misrepresentation, fallacious merchandise, breach of fiduciary obligation, fraud, promissory notes, securities employment associated claims, breach of contract, flawed recommendation/mismanagement referring to inventory, bonds, options, dependent products, churning, unauthorized buying and selling, options, mutual funds, REITS, private placements, based merchandise and all different securities. Also filed claims regarding over-concentration, Unauthorized buying and selling, churning, bonus disputes, retirement advice, and so forth. Represent Whistleblowers in claims before the SEC, False Claims Act instances, promissory word disputes, breach of agreement claims, and wrongful discharge. As a former prosecutor with over 14 years of prosecutorial revel in in New York the organization aggressively represents its customers in all subjects, inclusive of investor topics, in addition to regulatory representation - FINRA & SEC, Wells Notices, subpoena control. Conducts internal company investigations and supervisory reviews required via regulatory corporations. Former Assistant DA beneath Robert Morgenthau and Former Asst Atty General Investor Protection Unit of the NY Atty General underneath Eliot Spitzer and his predecessor. Lawyer Advertising. Prior results to not guarantee future outcomes. › ›
Location
Videos
Legal Issues
- Arbitration & Mediation
- Business Arbitration, Consumer Arbitration, Family Arbitration
- Criminal Law
- Criminal Appeals, Drug Crimes, Expungement, Fraud, Gun Crimes, Internet Crimes, Sex Crimes, Theft, Violent Crimes
- Securities Law
- Employment Law
- Employee Benefits, Employment Contracts, Employment Discrimination, ERISA, Overtime & Unpaid Wages, Sexual Harassment, Whistleblower, Wrongful Termination
- Stockbroker & Investment Fraud
Costs
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Free Consultation
Free Phone Consultations. -
Payment With Credit Card
All Credit Cards established via Pay Pal with a carrier price. -
Conditional Fees
On all investor arbitrations common, and on choose employment cases
Certificates
Languages
- English
Accepted Jurisdictions
Experience
- Managing has membership - Private Practice
Meissner Associates
2001 - Senior Associate
Gusrae, Kaplan, Bruno
1999 - Assistant Lawyer General - Investor Protection / Financial Crimes Units
NY State Lawyer General
1995 - Assistant District Lawyer - Trial Division
Manhattan District Lawyer - New York County
1988
Educations
Graduation year: 1995
Graduation year: 1985
