About
Contact Ryan Nori, Esq. Today.
Location
Legal Issues
- Business Law
- Business Contracts, Business Dissolution, Business Finance, Business Formation, Business Litigation, Franchising, Mergers & Acquisitions, Partnership & Shareholder Disputes
- Securities Law
Costs
-
Payment With Credit Card
All most important credit cards - Conditional Fees
Certificates
Multiple
Multiple
Multiple
Languages
- Arabic: Spoken, Written
- English: Spoken, Written
- Farsi: Spoken, Written
- French: Spoken, Written
- German: Spoken, Written
- Hebrew: Spoken, Written
- Persian: Spoken, Written
- Spanish: Spoken, Written
Accepted Jurisdictions
California
Since 2014
Experience
- Senior Consultant
RBN Group
2014 - Chief Compliance Officer & Board has membership
Norinco
2010 - Senior Consultant
GS cnt.
2007 - Consultant
Edward Jones Investments
2006 - Consultant
TD Bank Financial Group
2004
Educations
Harvard Law School
Corporate /ADRGraduation year: 2017
SEC / FINRA
Registered Investment AdvisorGraduation year: 2013
CFA Institute
Chartered Financial Analyst CandidateGraduation year: 2011
FINRA
Uniform Investment Advisor LEGraduation year: 2010
FINRA / IIROC
Series 63 / Conduct and Practices HandBook (CPH)Graduation year: 2008
FINRA / IIROC
Series 4 / Options Licensing Course (OLC)Graduation year: 2008
IIROC
Life License Qualification Program (LLQP)Graduation year: 2006
FINRA / IIROC
Series 7 / Canadian Securities Course (CSC)Graduation year: 2005
IIROC
Canadian Insurance Course (CIC)Graduation year: 2004
IIROC
Derivatives Fundamentals Course (DFC)Graduation year: 2002
UO
Finance / International Mngt. (B.com)Graduation year: 2002
UO
Computer Engineering Program (B.Sc.)Graduation year: 2001
