About
I am a New York-based totally company legal professional with extra than 15 years of experience representing middle marketplace public groups, specially in technology, retail, mining and energy organizations, in securities regulation compliance and company governance topics, financing transactions and corporate acquisitions and mergers.
I actually have guided numerous dozen U.S. public groups and foreign non-public issuers in complying with federal securities law periodic reporting necessities and new policies consisting of the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I additionally endorse essential shareholders and company insiders in resales of confined securities, estate planning transactions involving public enterprise stock and compliance with insider reporting responsibilities underneath the Exchange Act.
In addition, I recommend public groups concerning New York Stock Exchange and Nasdaq Stock Market list and corporate governance requirements and Institutional Shareholder Services (ISS) and institutional investor proxy voting guidelines. My experience on this place includes director education and recommendation regarding Rule 10b5-1 plans, board committee charters, codes of ethics, insider trading rules and different corporate governance policies.
My vast experience in corporate finance has included advising U.S. and non-U.S. issuers in public services and personal placements of fairness, debt and convertible securities. I even have represented issuers in IPOs, PIPEs, registered directs, at-the-marketplace fairness presenting packages, standby equity distribution agreements, Rule 144A offerings, personal placements under Regulation D, worldwide services under Regulation S, smooth gives, trade gives, rights services and different securities offerings.
I also represent public and private corporations in evaluating, negotiating and last complex domestic and pass-border mergers, acquisitions and tendencies and in organising or restructuring joint ventures.
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Location
Legal Issues
- Corporate Governance
- Mergers & Acquisitions
Costs
Certificates
Languages
- Spanish
Accepted Jurisdictions
Experience
- Sr. Counsel
Norton Rose Fulbright
Educations
Graduation year: 1993
Graduation year: 1990
Graduation year: 1985
