About
Kevin K. Hull is an skilled securities legal professional who benefits clients with his multifaceted background from multiple positions in the securities enterprise, regulation and law since 1988. Prior to reentering private exercise, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a role he held for almost six years. Responsible for all aspects of the corporation, consisting of compliance, accounting, national accounts and sales management, Mr. Hull turned into a hit in handling the structure and operations of the company to be in keeping with modern regulatory expectations while attaining income all through his tenure of about $three.four billion throughout multiple product strains. Prior to assuming his government function with Grubb & Ellis, Mr. Hull turned into associated with Dechert LLP and Kirkpatrick & Lockhart, each huge global law places of work where his exercise targeted on supplying carrier to funding advisers and broker-dealers within the areas of compliance, registration, disclosure, purchaser court cases and investigations, law and enforcement similarly to advertising and marketing and product operations and sales practices. Mr. Hull s career inside the securities enterprise started in 1988 as an companion compliance examiner for FINRA Los Angeles, which become accompanied by six years as COO and CFO of an impartial broking-supplier. While in regulation school in Washington, D.C., Mr. Hull served within the FINRA Enforcement Department and in the Divisions of Enforcement and Investment Management on the U.S. Securities and Exchange Commission. Mr. Hull formerly held a couple of securities designations such as the Series 7, 24, 27, fifty three, four, 63 and sixty five. He is a member of the SIFMA Compliance and Legal Division and the National Society of Compliance Professionals and is a graduate of The Catholic University of America (J.D., cum laude, 1999) and Cal State Fullerton (B.A., finance, 1988). Mr. Hull is admitted to practice law in California, New York and Massachusetts. › ›
Location
Legal Issues
- Arbitration & Mediation
- Business Arbitration, Consumer Arbitration, Family Arbitration
- Business Law
- Business Contracts, Business Dissolution, Business Finance, Business Formation, Business Litigation, Franchising, Mergers & Acquisitions, Partnership & Shareholder Disputes
- Securities Law
- Stockbroker & Investment Fraud
- Broker-Dealer Law
- Investment Adviser Law
Costs
Certificates
Languages
Accepted Jurisdictions
Experience
- Solo Practitioner
Broker-Dealer Law Group
2014 - Partner
Hull Evans & Kob LLP
2010 - CEO and President
Grubb & Ellis Securities, Inc.
2005 - Associate
Dechert LLP
2001 - Associate
Kirkpatrick & Lockhart LLP
1999 - Law Clerk
Wilmer Cutler & Pickering
1998 - Law Clerk
U.S. Securities and Exchange Commission (SEC)
1998 - Legal Intern
FINRA / NASD Regulation (Enforcement)
1997 - Chief Operating Officer and Chief Financial Officer
Vanguard Capital (broker-dealer)
1990 - Associate Compliance Examiner
National Association of Securities Dealers (NASD) (n/k/a FINRA)
1988
Educations
Graduation year: 1996
Graduation year: 1984
