About
David R. Chase, a securities attorney, has an in depth history in SEC and FINRA securities regulatory protection, in addition to the illustration of defrauded stock market buyers in instances to recover their funding losses.
Mr. Chase began his felony career at Greenberg Traurig, an worldwide regulation office in Miami, in which he represented securities and financial corporations in securities instances and SEC and FINRA investigations.
Thereafter, he prevalent a function as Staff Counsel in the Enforcement Division of the U.S. Securities and Exchange Commission, wherein he labored for nearly four years, ultimately acquiring the name of Senior Counsel. For part of that point, Mr. Chase served as a Special Assistant United States Lawyer in the U.S. Lawyer’s Office – Economic Crimes Division inside the Southern District of Florida. While a Government prosecutor coping with completely securities fraud instances, Mr. Chase changed into involved in topics involving insider buying and selling, Ponzi schemes, market manipulations, municipal bond fraud and broking-provider retail sales practice violations.
After leaving the SEC, Mr. Chase has run his personal law workplace, focusing completely on protecting those underneath SEC, FINRA and state securities investigations and prosecutions, and combating for the rights of defrauded investors in cases to get better their economic losses. Mr. Chase additionally represents securities specialists in prison claims in opposition to their employing securities corporations, as well as in matters concerning licensure.
Mr. Chase has been appointed by way of Federal District Court Judges to serve as Receiver in Securities and Exchange Commission and Federal Trade Commission cases, wherein he changed into empowered to shield the rights of defrauded securities investors and purchasers. Mr. Chase has been published on SEC problems and presently serves as an Adjunct Professor of Law at the University of Miami School of Law in which he teaches a course on SEC Enforcement Litigation.
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Location
Legal Issues
- Arbitration & Mediation
- Business Arbitration, Consumer Arbitration, Family Arbitration
- Stockbroker & Investment Fraud
- Securities Law
Costs
- Free Consultation
Certificates
Languages
- English
- Spanish
Accepted Jurisdictions
Experience
Silver Law Group- Adjunct Professor of Law
University of Miami School of Law - Lawyer
The Law Office of David R. Chase P.A. - Special Assistant United States Lawyer
United States Lawyer s Office - Southern District of Florida
1998 - Senior Counsel
US Securities and Exchange Commission
1995 - Lawyer
Greenberg Traurig
1992
Educations
Graduation year: 1989
Graduation year: 1984
