About
The attention of our exercise is the illustration of person and institutional buyers in arbitrations and litigations regarding claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized buying and selling, negligence and churning.
I additionally often represent folks who paintings in the financial services concerning recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; consumer privacy and different regulatory troubles; best-practices for retaining a ebook of commercial enterprise via a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; crew disputes; temporary restraining orders (TROs); expedited FINRA arbitrations; license transfers and associated issues.
I constitute brokers, traders, senior managers and officials regarding employment disputes which include discrimination, unpaid bonuses, retirement programs, severance applications, and forfeiture-for competition clauses for unvested inventory.
I sit up for discussing your case with you.
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Location
Legal Issues
- Stockbroker & Investment Fraud
- Arbitration & Mediation
- Business Arbitration, Consumer Arbitration, Family Arbitration
- Securities Law
- Employment Law
- Employee Benefits, Employment Contracts, Employment Discrimination, ERISA, Overtime & Unpaid Wages, Sexual Harassment, Whistleblower, Wrongful Termination
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