About
Adam Marquardt is an lawyer representing investors in securities litigation claims in opposition to financial professionals such as brokers, investment advisors, and their corporations. Unsuitable investments, negligence, and fraud are only some of the possible claims. Adam has a records of shielding buyers and individuals. Adam frolicked as a regulator on the Financial Industry Regulatory Authority, Inc. (FINRA), the primary securities regulator of broking-sellers and over 630,000 agents. At FINRA, Adam helped defend investors with the aid of making sure dealer-dealers and their registered representatives complied with federal securities legal guidelines and inventory exchange and FINRA regulations. Before regulating agents, Adam represented people in civil litigation and the authorities in whistle blower litigation regarding tax fraud. Previously, Adam became a certified public accountant (CPA) and worked for numerous years as an accountant and economic auditor at a financial institution, Big Four CPA firm, and Fortune 500 company.
Location
Legal Issues
- Stockbroker & Investment Fraud
- Securities Law
- Arbitration & Mediation
- Business Arbitration, Consumer Arbitration, Family Arbitration
- Consumer Law
- Class Action, Lemon Law
Costs
- Free Consultation
- Conditional Fees
Certificates
Languages
- English: Spoken, Written
Accepted Jurisdictions
Experience
Educations
Graduation year:
Graduation year:
